Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Esteban? Claim Your ProfileEsteban Flores is a financial advisor registered with Cetera Investment Advisers LLC. Esteban is registered in Texas and has been in the industry since 2002. He has also been registered with Foresters Financial Services, Inc., where he worked from 2002 to 2019. Esteban holds licenses in various financial products, including Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7), Investment Company Products/Variable Contracts Representative Examination (Series 6), Investment Company Products/Variable Contracts Principal Examination (Series 26), and Uniform Securities Agent State Law Examination (Series 63). Esteban has extensive experience in providing financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. In addition to his role as a financial advisor, Esteban is also a director and founder of Empowering Youth for Tomorrow, where he is a plan drafter and spokesperson.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/19/2019 - Present
Cetera Investment Advisers LLC (HOUSTON TX)
TX
11/19/2002 - 06/25/2019
FORESTERS FINANCIAL SERVICES, INC. (HOUSTON TX)
BOTH
Issued 3/2/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/7/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/25/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/26/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/18/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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