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Esteban Liguori

BNY Mellon Securities Corp.

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About Esteban Liguori

Esteban Liguori is a financial professional with over 15 years of experience in the industry. Esteban is currently registered with BNY Mellon Securities Corp. in Florida, working out of the Miami branch office. Esteban has previously held positions at several other reputable firms including WELLS FARGO CLEARING SERVICES, LLC, J.P. MORGAN SECURITIES LLC, CITIGROUP GLOBAL MARKETS INC., and BANC OF AMERICA SECURITIES LLC. Esteban holds both Series 66 and Series 63 licenses as well as Series 7 and SIE licenses.

Firm Information

Esteban Liguori is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Esteban Liguori’s Registration & Firm History

FL

02/21/2023 - Present

BNY Mellon Securities Corp. (MIAMI FL)

NY

05/18/2020 - 05/18/2021

WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)

NY

08/31/2012 - 03/03/2020

J.P. MORGAN SECURITIES LLC (New York NY)

NY

10/03/2007 - 09/12/2012

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

10/10/2005 - 09/14/2007

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/20/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/28/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Esteban Liguori.
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