Unclaimed
Esteban Gomez is a financial advisor with Alliancebernstein Investments, Inc. Esteban has been in the industry since September 27, 2013. Esteban is registered with the state of New York and holds the following licenses: Series 7, Series 86, Series 87, and Series 63. Esteban is also a registered representative with FINRA and holds the SIE exam. Esteban has been with Alliancebernstein Investments, Inc. since October 3, 2016. Prior to that, Esteban was with J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/03/2016 - Present
Alliancebernstein Investments, Inc. (NEW YORK NY)
NY
08/26/2013 - 08/30/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 08/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2013
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/17/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/26/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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