Unclaimed
Estanislao Fidelholtz is a financial professional with over 16 years of experience in the industry. Estanislao is currently registered with UBS Securities LLC as a General Securities Principal. Estanislao previously worked at CREDIT SUISSE SECURITIES (USA) LLC, DEUTSCHE BANK SECURITIES INC., NOMURA SECURITIES INTERNATIONAL, INC., BARCLAYS CAPITAL INC., and LEHMAN BROTHERS INC.. Estanislao holds the Series 7, Series 24, and Series 63 licenses. Estanislao is licensed in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/08/2023 - Present
UBS Securities LLC (NEW YORK NY)
NY
07/20/2018 - 11/08/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/30/2014 - 07/06/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
12/14/2009 - 07/07/2014
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/22/2008 - 12/10/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/22/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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