Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Esperanza? Claim Your ProfileEsperanza Padilla gomez is a financial advisor with Cambridge Investment Research Advisors, Inc. Esperanza has been in the financial services industry since June 1995 and has a wide range of experience. Esperanza is licensed to provide financial services in several states, including California, Arizona, Colorado, and Oregon. Esperanza previously worked with Wells Fargo Advisors, LLC, UBS Financial Services Inc., and Prudential Securities Incorporated. Esperanza offers a variety of financial services including financial planning, investment management, and pension consulting. Esperanza holds several industry certifications including Series 7, Series 63, and Series 65. Esperanza is committed to providing her clients with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
01/01/2025 - Present
Cambridge Investment Research Advisors, Inc. (Seal Beach CA)
CA
11/18/2013 - 05/13/2016
PURSHE KAPLAN STERLING INVESTMENTS (NEWPORT BEACH CA)
CA
03/28/2008 - 11/08/2013
WELLS FARGO ADVISORS, LLC (SEAL BEACH CA)
CA
12/12/2003 - 04/14/2008
UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)
MO
08/06/2002 - 12/19/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
06/09/1997 - 06/13/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/18/1995 - 06/17/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Esperanza Padilla gomez is the right advisor for you? Invested Better is here to help.
