Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Esmeralda? Claim Your ProfileEsmeralda Valarezo is a financial advisor with over 19 years of experience in the industry. Esmeralda is currently registered with LPL Financial LLC in Sugar Land, Texas. Esmeralda has held prior registrations with several other firms, including Amegy Investments, Inc., American General Securities Incorporated, and American General Distributors, Inc.. Esmeralda is also registered as an Investment Advisor Representative (IAR) in Texas and holds licenses in Texas and Louisiana. Esmeralda is a Series 6, 7, 63, and 65 licensed professional. Esmeralda has a strong track record of success in helping clients achieve their financial goals. Esmeralda specializes in working with individuals, corporations, and other businesses to develop and implement personalized financial plans. Esmeralda is dedicated to providing her clients with the highest level of service and support.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
09/30/2024 - Present
LPL Financial LLC (SUGAR LAND TX)
TX
11/06/2015 - 11/13/2019
LPL FINANCIAL LLC (HOUSTON TX)
TX
01/08/2008 - 06/06/2016
AMEGY INVESTMENTS, INC. (HOUSTON TX)
AZ
03/28/2007 - 01/02/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
TX
06/07/2004 - 03/27/2007
AMERICAN GENERAL DISTRIBUTORS, INC. (HOUSTON TX)
IA
Issued 09/17/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/04/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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