Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Esmeralda? Claim Your ProfileEsmeralda Quintero is a registered representative with Northwestern Mutual Investment Services, LLC. Esmeralda has been in the financial industry since August 2, 2020. Esmeralda holds the Series 63, SIE, and Series 6TO licenses. Esmeralda is registered to offer securities in 13 states. Esmeralda is also registered with FINRA. Esmeralda is based in San Diego, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
08/03/2020 - Present
Northwestern Mutual Investment Services, LLC (SAN DIEGO CA)
BC
Issued 02/19/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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