Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Esmeralda? Claim Your ProfileEsmeralda Gutierrez is a financial advisor with PFS Investments Inc. Esmeralda is a licensed and registered financial advisor with 12 state registrations. Her Series 6 and Series 63 licenses allow her to sell various financial products, and she is knowledgeable in the securities industry through her Series SIE exam. Esmeralda Gutierrez has been in the industry since August 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
08/30/2017 - Present
PFS Investments Inc. (SAN JOSE CA)
BC
Issued 12/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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