linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Esmeralda Garcia

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Esmeralda? Claim Your Profile

About Esmeralda Garcia

Esmeralda Garcia is a registered representative with Fidelity Brokerage Services LLC, a firm with a national scope. Esmeralda has been in the securities industry since 2015 and has a diverse background, having previously worked for firms like Wells Fargo Securities, LLC, Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC and Chase Investment Services Corp. Esmeralda holds the Series 7TO, Series 6TO, Series 99TO, SIE, and Series 6 licenses. Esmeralda is also licensed in 52 states and territories.

Firm Information

Esmeralda Garcia is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Esmeralda Garcia’s Registration & Firm History

RI

07/17/2024 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

NY

05/21/2018 - 09/08/2021

WELLS FARGO SECURITIES, LLC (New York NY)

NY

04/03/2014 - 05/18/2018

WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)

NY

10/01/2012 - 03/21/2014

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

05/14/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

Not sure if Esmeralda Garcia is right for you?

Licenses & Designations

BC

Issued 08/09/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/12/2024

Series 7TO - General Securities Representative Examination

BC

Issued 02/12/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/12/2024

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/11/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Esmeralda Garcia.
Not sure if Esmeralda Garcia is right for you?