Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erwin? Claim Your ProfileErwin Moosher is an Investment Advisor Representative with over 40 years of experience in the financial industry. Erwin is currently registered with Morgan Stanley. Erwin is also registered in 44 states as a broker-dealer and an investment advisor representative. Erwin has previously worked for CITIGROUP GLOBAL MARKETS INC. and FIRST JERSEY SECURITIES, INC. Erwin holds Series 3, 7, and 63 licenses and has passed the SIE and Series 65 examinations. Erwin's specializations include: Asset Allocation Advice, Financial Planning, Pension Consulting, and Educational Seminars. Erwin offers a wide range of services to his clients, including Portfolio Management for Businesses, Portfolio Management for Individuals, and Portfolio Management for Investment Companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DC
04/08/2020 - Present
Morgan Stanley (Washington DC)
DC
12/06/1985 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
NA
06/28/1982 - 12/17/1985
FIRST JERSEY SECURITIES, INC.
IA
Issued 12/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1988
Series 3 - National Commodity Futures Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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