Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erwan? Claim Your ProfileErwan Roze is a registered representative with SG Americas Securities, LLC. Erwan holds Series 79, Series 63, Series 24, and SIE licenses. Erwan has been in the industry since December 21, 2018, and is currently registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/22/2018 - Present
SG Americas Securities, LLC (NEW YORK NY)
BC
Issued 11/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2024
Series 24 - General Securities Principal Examination
BC
Issued 12/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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