Unclaimed
Ervin Pilku is a financial professional with over 12 years of experience in the financial industry. Ervin has a proven track record of success in providing investment banking and securities services to clients. Ervin is currently registered with Piper Sandler & Co. Ervin has a strong understanding of the financial markets and a commitment to providing clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/30/2023 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
08/19/2021 - 05/08/2023
EAST WEST MARKETS, LLC (NEW YORK NY)
NY
04/14/2020 - 07/16/2021
ODEON CAPITAL GROUP LLC (NEW YORK NY)
NY
11/02/2018 - 01/23/2020
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
09/19/2014 - 10/01/2018
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
02/28/2013 - 09/19/2014
WHITE, WELD & CO. SECURITIES, LLC (NEW YORK NY)
NY
06/21/2012 - 02/20/2013
TEJAS SECURITIES GROUP, INC. (NEW YORK NY)
GA
03/21/2012 - 06/15/2012
IFS SECURITIES (ATLANTA GA)
NY
08/16/2010 - 01/27/2012
ADVISORS ASSET MANAGEMENT, INC. (NEW YORK NY)
NY
03/03/2010 - 08/16/2010
NEWOAK CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 06/03/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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