Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ervin? Claim Your ProfileErvin Bautista is a financial advisor with over 3 years of experience in the industry. Ervin is currently registered with Robinhood Securities, LLC and Robinhood Financial, LLC. Ervin is licensed to sell securities in all states, including Florida, where he is located. Ervin holds several licenses, including Series 7TO, Series 63, and Series 4. Prior to joining Robinhood, Ervin worked as a financial advisor with Northwestern Mutual Investment Services, LLC. Ervin is a dedicated and experienced financial advisor who is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
09/22/2023 - Present
Robinhood Securities, LLC (Lake Mary FL)
NY
01/07/2020 - 09/24/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (New York NY)
BC
Issued 11/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/24/2022
Series 4 - Registered Options Principal Examination
BC
Issued 01/07/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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