Unclaimed
Erven Frericks is a financial professional with over 30 years of experience in the industry. Erven has a long and varied career, starting in 1980 with First Affiliated Securities, Inc. and working with several other firms, including Royal Alliance Associates, Inc., Walnut Street Securities, Inc. and American Capital Equities, Inc. He is currently registered with Vestech Asset Management Inc. and provides financial planning and portfolio management for individuals. Erven is a Certified Financial Planner and has specialized in serving the financial needs of individuals. He is also a registered representative with Finra and has been registered with the state of Missouri since 1980. Erven is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
06/22/2021 - Present
Vestech Asset Management Inc. (Saint Charles MO)
MO
02/03/1997 - 05/29/2018
ROYAL ALLIANCE ASSOCIATES, INC. (CHESTERFIELD MO)
CA
01/26/1990 - 01/31/1997
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
08/31/1987 - 01/30/1990
AMERICAN CAPITAL EQUITIES, INC.
NA
06/24/1985 - 09/15/1987
FFP SECURITIES, INC.
NA
05/28/1980 - 05/23/1986
FIRST AFFILIATED SECURITIES, INC.
NA
03/21/1980 - 06/30/1980
FSC SECURITIES CORPORATION
BC
Issued 03/28/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/1986
Series 24 - General Securities Principal Examination
BC
Issued 05/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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