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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Errol? Claim Your ProfileErrol Tristan Stradling is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Errol Tristan Stradling has been in the industry since September 7, 2007. Errol Tristan Stradling is licensed to offer securities and investment advisory services in 53 states and the District of Columbia. Errol Tristan Stradling is also registered as an investment advisor representative in California and Texas. Errol Tristan Stradling previously worked at COUNTRY CAPITAL MANAGEMENT COMPANY and USAA FINANCIAL ADVISORS, INC. Errol Tristan Stradling offers a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
02/11/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)
AZ
12/13/2012 - 01/08/2013
COUNTRY CAPITAL MANAGEMENT COMPANY (PHOENIX AZ)
AZ
09/19/2008 - 12/07/2012
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
UT
07/04/2007 - 08/18/2008
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BOTH
Issued 01/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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