Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Errol? Claim Your ProfileErrol Mercado is a financial professional with over 20 years of experience in the industry. Errol has a broad range of experience having worked at firms such as Merrill Lynch, UBS Financial Services, and LPL Financial. Errol is currently registered with Tiaa-Cref Individual & Institutional Services, LLC and is located in Charlotte, North Carolina. Errol is dedicated to helping individuals and families reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
10/18/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
SC
12/06/2019 - 10/14/2021
LPL FINANCIAL LLC (FORT MILL SC)
NC
03/25/2017 - 06/04/2019
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
11/03/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
11/20/2013 - 10/20/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
04/08/2008 - 11/05/2013
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NJ
11/28/2005 - 03/31/2008
PNC INVESTMENTS (WAYNE NJ)
MO
06/23/2004 - 08/16/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/07/2001 - 02/18/2004
REFCO SECURITIES, LLC (NEW YORK NY)
NY
12/21/2000 - 04/18/2001
EBOND SECURITIES INC. (NEW YORK NY)
BOTH
Issued 05/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/19/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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