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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erol? Claim Your ProfileErol Woods is a financial advisor with Lion Street Advisors, LLC. Erol has been working in the financial industry since 1994. Erol holds the Series 6, 7, 63, and 66 licenses. Erol is also a Chartered Financial Consultant. Erol has experience working with high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth clients. Erol provides financial planning, pension consulting, and portfolio management for individuals and businesses. Erol has experience with Lion Street Advisors, LLC and Centaurus Financial, Inc. Erol also has experience working with AXA Advisors, LLC, Saybrus Equity Services, Inc, Phoenix Equity Planning Corporation, WS Griffith Securities, Inc., Mutual Service Corporation, Walnut Street Securities, Inc., The Paul Revere Variable Annuity Insurance Company, NWNL Management Corporation, NYLIFE Securities Inc., and Suncan Equity Services Company. Erol is registered with the state of Texas as both a broker-dealer and an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/03/2022 - Present
Lion Street Advisors, LLC (AUSTIN TX)
AZ
02/19/2019 - 04/16/2021
CENTAURUS FINANCIAL, INC. (SCOTTSDALE AZ)
CA
01/12/2012 - 01/08/2019
AXA ADVISORS, LLC (PASADENA CA)
CT
09/15/2010 - 10/03/2011
SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)
PA
02/04/2009 - 09/15/2010
PHOENIX EQUITY PLANNING CORPORATION (PHILADELPHIA PA)
CA
03/18/2003 - 02/04/2009
PHOENIX EQUITY PLANNING CORPORATION (NEWPORT BEACH CA)
CT
12/19/2001 - 04/01/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
MA
06/27/2000 - 12/18/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
CA
03/01/1996 - 06/07/2000
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MA
01/01/1990 - 03/27/1991
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY (WORCESTER MA)
CT
12/06/1989 - 12/31/1990
NWNL MANAGEMENT CORPORATION (WINDSOR CT)
NY
09/24/1987 - 03/20/1989
NYLIFE SECURITIES INC. (NEW YORK NY)
NA
07/20/1982 - 09/07/1982
SUNCAN EQUITY SERVICES COMPANY
BOTH
Issued 08/30/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/18/1988
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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