Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernst? Claim Your ProfileErnst Mahler is an investment advisor representative with Osaic Wealth, Inc., based in Village of Golf, FL. Ernst has been in the industry since 1984 and has experience working with Managed Account Services, LLC, Citigroup Global Markets Inc., Lehman Brothers Inc., and E. F. Hutton & Company Inc.. Ernst has extensive experience in providing investment advisory services to individuals and businesses. Ernst holds a variety of licenses and registrations, including Series 7, 8, 9, 10, 3, 63, and 65 licenses, and is currently registered as an Investment Advisor Representative with Osaic Wealth, Inc. in Florida. Ernst is also an insurance agent. In addition to their work with Osaic Wealth, Inc., Ernst is also a trustee for an immediate family member. Ernst is committed to providing clients with personalized financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/24/2025 - Present
Osaic Wealth, Inc. (Village of Golf FL)
FL
03/26/2010 - 03/07/2017
MANAGED ACCOUNT SERVICES, LLC (BOCA RATON FL)
FL
07/31/1993 - 05/05/2008
CITIGROUP GLOBAL MARKETS INC. (MANALAPAN FL)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/16/1982 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 06/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/09/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1986
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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