Invested Better
Unclaimed

Unclaimed

Unclaimed

Ernesto Zurita

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ernesto? Claim Your Profile

About Ernesto Zurita

Ernesto Zurita is a financial professional with over 25 years of experience in the industry. Ernesto is currently registered with National Financial Services LLC, and has held previous roles with Robert Fleming Inc. Ernesto is a Series 7, 24, 63 and 99TO licensed professional.

Firm Information

Ernesto Zurita is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ernesto Zurita’s Registration & Firm History

NJ

04/24/2008 - Present

National Financial Services LLC (JERSEY CITY NJ)

NY

03/05/1996 - 11/15/2006

NATIONAL FINANCIAL SERVICES LLC (NEW YORK NY)

NY

05/31/1994 - 04/12/1995

ROBERT FLEMING INC. (NEW YORK NY)

Not sure if Ernesto Zurita is right for you?

Licenses & Designations

BC

Issued 05/23/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/15/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ernesto Zurita.
Not sure if Ernesto Zurita is right for you?