Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernesto? Claim Your ProfileErnesto Vargas truqui is a financial advisor who has been in the industry since 2004. Ernesto is currently registered with PNC Investments and has been with the firm since 2022. Ernesto has held previous positions at Raymond James & Associates, Inc. and Morgan Stanley. Ernesto has passed the Series 7, Series 66, and SIE exams. Ernesto specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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AZ
07/20/2022 - Present
PNC Investments (TUCSON AZ)
AZ
08/16/2017 - 11/10/2020
RAYMOND JAMES & ASSOCIATES, INC. (TUCSON AZ)
AZ
07/15/2011 - 08/10/2017
MORGAN STANLEY (TUCSON AZ)
AZ
03/01/2004 - 07/25/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TUCSON AZ)
BOTH
Issued 05/07/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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