Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernesto? Claim Your ProfileErnesto Rojas is a financial advisor with Stifel, Nicolaus & Company, Inc., based in Naperville, Illinois. Ernesto has over 11 years of experience in the financial services industry and holds licenses for Series 7, Series 63 and SIE. Ernesto has been registered with Stifel, Nicolaus & Company, Inc. since June 5, 2015. Ernesto has previously worked with Sterne, Agee & Leach, Inc., CMZ TRADING, LLC, Hornor, Townsend & Kent, Inc., and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/05/2015 - Present
Stifel, Nicolaus & Company, Inc. (NAPERVILLE IL)
IL
08/26/2013 - 06/05/2015
STERNE, AGEE & LEACH, INC. (LISLE IL)
IL
11/29/2012 - 07/22/2013
CMZ TRADING, LLC (CHICAGO IL)
IL
07/26/2011 - 09/21/2012
HORNOR, TOWNSEND & KENT, INC. (CHICAGO IL)
IL
10/14/2010 - 07/19/2011
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BC
Issued 05/04/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ernesto Rojas is the right advisor for you? Invested Better is here to help.
