Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernesto? Claim Your ProfileErnesto Puteri is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in PALM BEACH GARDENS, FL. Ernesto has been in the financial services industry since 2009. Ernesto has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2011. Ernesto has passed the Series 66, Series 7, Series 31, and SIE exams. Ernesto is registered to provide investment advice in 24 states and the District of Columbia. Ernesto holds a number of specializations, including retirement, estate planning, and education savings. Ernesto has previously worked at Morgan Stanley Smith Barney, Madison Proprietary Trading Group, LLC, and Obsidian Financial Group, LLC. Ernesto also owns rental properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/28/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALM BEACH GARDENS FL)
NY
09/02/2010 - 09/26/2011
MORGAN STANLEY SMITH BARNEY (GARDEN CITY NY)
NY
08/19/2009 - 06/22/2010
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
NY
08/15/2008 - 09/15/2009
OBSIDIAN FINANCIAL GROUP, LLC (WOODBURY NY)
BOTH
Issued 04/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 08/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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