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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernesto? Claim Your ProfileErnesto Nunez is a financial advisor at Morgan Stanley. Ernesto has been working in the financial industry since 2005. Prior to joining Morgan Stanley, Ernesto worked at MORGAN STANLEY DISTRIBUTION, INC. and MORGAN STANLEY DW INC.. Ernesto is licensed to sell a wide range of financial products and services, including securities, investment company products, and variable contracts. Ernesto has passed the Securities Industry Essentials Examination (SIE), the Operations Professional Examination (Series 99), and the Investment Company Products/Variable Contracts Representative Examination (Series 6). Ernesto specializes in helping clients with investment planning, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/14/2013 - Present
Morgan Stanley (PURCHASE NY)
NJ
12/19/2006 - 08/22/2007
MORGAN STANLEY DISTRIBUTION, INC. (JERSEY CITY NJ)
NY
03/18/2005 - 01/31/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2013
Series 99 - Operations Professional Examination
BC
Issued 03/17/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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