Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernesto? Claim Your ProfileErnesto Alvarez is a financial advisor registered with Citigroup Global Markets Inc. in Redondo Beach, CA. Ernesto has been in the financial services industry since 1996 and has a proven track record of providing investment advice to a diverse clientele. Ernesto specializes in asset allocation advice, financial planning, pension consulting, and portfolio management for individuals and businesses. Ernesto previously worked with several other firms including J.P. Morgan Securities LLC, Cetera Investment Services LLC, IDB Capital Corp., City National Securities, Inc., Wells Fargo Investments, LLC and Banc of America Investment Services, Inc.. Ernesto's experience and expertise make him a valuable resource for those seeking financial guidance and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/06/2020 - Present
Citigroup Global Markets Inc. (Redondo Beach CA)
CA
07/11/2019 - 08/12/2020
J.P. MORGAN SECURITIES LLC (TORRANCE CA)
CA
12/07/2017 - 08/17/2018
CETERA INVESTMENT SERVICES LLC (BEVERLY HILLS CA)
CA
10/26/2016 - 08/01/2017
IDB CAPITAL CORP. (BEVERLY HILLS CA)
CA
05/22/2009 - 04/29/2015
CITY NATIONAL SECURITIES, INC. (BEVERLY HILLS CA)
CA
12/05/2006 - 12/15/2008
WELLS FARGO INVESTMENTS, LLC (WESTLAKE VILLAGE CA)
CA
06/28/2001 - 08/04/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (WESTLAKE CA)
MA
07/12/1999 - 02/01/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
04/22/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
11/05/1996 - 04/25/1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
BOTH
Issued 12/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 8/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/4/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ernesto Alvarez is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
