Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernesto? Claim Your ProfileErnesto Nickola Marchioni is a financial advisor with over 38 years of experience in the financial services industry. Ernesto is currently registered with LPL Financial LLC and has been in the industry since August 8, 1983. Ernesto has held previous positions with Waddell & Reed, Wunderlich Securities, Ferris, Baker Watts, Wachovia Securities, Prudential Securities, Raymond James & Associates, Roney & Co., Smith Barney, Lehman Brothers, E. F. Hutton & Company, and Fahnestock & Co. Ernesto holds FINRA Series 3, 7, 9, 10, 63, and 66 licenses. Ernesto specializes in providing financial planning, portfolio management, and consulting services to a variety of clients, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
07/21/2021 - Present
LPL Financial LLC (BLOOMFIELD HILLS MI)
MI
01/22/2016 - 07/21/2021
WADDELL & REED (BLOOMFIELD HILLS MI)
MI
09/03/2008 - 01/26/2016
WUNDERLICH SECURITIES, INC. (BIRMINGHAM MI)
MI
03/31/2006 - 09/04/2008
FERRIS, BAKER WATTS INCORPORATED (AUBURN HILLS MI)
MO
07/01/2003 - 04/03/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/01/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
06/16/1998 - 03/13/2000
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
MI
08/09/1996 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
NY
07/31/1993 - 08/27/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/11/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
05/25/1983 - 05/26/1983
FAHNESTOCK & CO.
BOTH
Issued 04/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1982
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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