Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernesto? Claim Your ProfileErnesto Jesus Barcelo is a financial advisor registered with MML Investors Services, LLC and is a Series 6, 7, 9, 10, 26, 63 and 66 licensed professional with over 29 years of experience. Ernesto Jesus Barcelo is also licensed in 23 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
02/03/2025 - Present
MML Investors Services, LLC (Rochester NY)
NY
01/01/2005 - 07/11/2012
HSBC SECURITIES (USA) INC. (ROCHESTER NY)
NY
11/08/1999 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
09/05/1996 - 11/05/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
07/07/1994 - 09/06/1996
COMMUNITY SECURITIES, INC. (ROCHESTER NY)
NY
09/03/1996 - 09/04/1996
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
CT
10/15/1993 - 08/30/1994
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BOTH
Issued 02/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/10/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/03/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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