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Ernesto Enrique Gordon

Northern Trust Securities, Inc.

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About Ernesto Enrique Gordon

Ernesto Enrique Gordon is a financial advisor at Northern Trust Securities, Inc. Ernesto has been in the financial industry since 1999, and has extensive experience serving a variety of clients, including high-net-worth individuals, corporations, partnerships, and charitable organizations. Ernesto is registered in 53 states and holds the Series 63, Series 7, and Series 65 licenses as well as the SIE exam. Ernesto's clients benefit from his dedication to providing personalized financial planning and investment management services.

Firm Information

Ernesto Gordon is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ernesto Gordon’s Registration & Firm History

IL

07/29/2022 - Present

Northern Trust Securities, Inc. (CHICAGO IL)

NE

05/21/2018 - 08/01/2022

WEITZ SECURITIES, INC. (OMAHA NE)

MD

01/14/2014 - 09/30/2016

T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)

NJ

01/28/1997 - 05/23/2013

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

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Licenses & Designations

IA

Issued 07/28/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/14/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ernesto Enrique Gordon.
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