Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernesto? Claim Your ProfileErnesto D. Ramirez is an investment advisor representative with LPL Enterprise, LLC. Ernesto has been in the financial services industry since 1999 and has experience working with J.P. MORGAN SECURITIES LLC, ONEAMERICA SECURITIES, INC., and CHASE INVESTMENT SERVICES CORP. Ernesto holds the Series 7, Series 63, and Series 65 licenses. Ernesto is registered with the states of Florida, New York, and Texas. Ernesto specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/14/2024 - Present
LPL Enterprise, LLC (ORLANDO FL)
FL
03/14/2018 - 12/02/2019
ONEAMERICA SECURITIES, INC. (Coral Gables FL)
FL
10/01/2012 - 05/03/2017
J.P. MORGAN SECURITIES LLC (MIAMI FL)
NY
09/07/2004 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (JACKSON HEIGHTS NY)
NY
07/22/2003 - 09/07/2004
CLARK STREET CAPITAL, INC. (LEVITTOWN NY)
NY
07/10/2003 - 07/30/2003
INDIANAPOLIS SECURITIES, INC. (VALLEY STREAM NY)
NY
07/10/2002 - 07/16/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
AZ
02/21/2001 - 06/11/2002
BERRY-SHINO SECURITIES, INC. (SCOTTSDALE AZ)
IL
02/09/2001 - 03/12/2001
CHICAGO INVESTMENT GROUP, INC. (CHICAGO IL)
NY
06/16/1999 - 12/14/2000
THE REGENCY GROUP, INC. (NEW YORK NY)
NJ
08/03/1998 - 06/15/1999
WILLIAM SCOTT & CO. L.L.C. (UNION NJ)
NY
04/02/1997 - 09/15/1997
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 07/08/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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