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Ernesto Cruz

Santander US Capital Markets LLC

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About Ernesto Cruz

Ernesto Cruz is a registered representative and investment banking professional with over 38 years of experience in the financial services industry. Ernesto holds Series 7, 10, 24, 63, 79TO and SIE licenses. Ernesto currently works at Santander US Capital Markets LLC where Ernesto is registered with the FINRA. Ernesto is also registered in Florida and New York. Prior to his current position, Ernesto was employed by CREDIT SUISSE SECURITIES (USA) LLC from October 22, 1985, to September 27, 2023. Ernesto's expertise includes investment banking, securities sales, and financial advisory services.

Firm Information

Ernesto Cruz is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ernesto Cruz’s Registration & Firm History

NY

09/06/2023 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

10/22/1985 - 09/27/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/12/1992

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ernesto Cruz.
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