Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernesto? Claim Your ProfileErnesto Arthur Lopez is a financial advisor with over 20 years of experience in the industry. Ernesto is currently registered with MML Distributors, LLC and is licensed in all 50 states and the District of Columbia. Ernesto holds the Series 6, Series 7, and SIE licenses and is also a registered representative with FINRA. Prior to joining MML Distributors, LLC, Ernesto worked with IVY DISTRIBUTORS, INC., WADDELL & REED, ADP BROKER-DEALER, INC., and SCUDDER DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
12/07/2022 - Present
MML Distributors, LLC (Boston MA)
KS
11/22/2006 - 04/30/2021
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
11/22/2006 - 04/20/2021
WADDELL & REED (OVERLAND PARK KS)
NJ
05/30/2003 - 11/14/2006
ADP BROKER-DEALER, INC. (ROSELAND NJ)
IL
10/02/2002 - 05/30/2003
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
BC
Issued 11/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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