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Ernesto Arthur Lopez

MML Distributors, LLC

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About Ernesto Arthur Lopez

Ernesto Arthur Lopez is a financial advisor with over 20 years of experience in the industry. Ernesto is currently registered with MML Distributors, LLC and is licensed in all 50 states and the District of Columbia. Ernesto holds the Series 6, Series 7, and SIE licenses and is also a registered representative with FINRA. Prior to joining MML Distributors, LLC, Ernesto worked with IVY DISTRIBUTORS, INC., WADDELL & REED, ADP BROKER-DEALER, INC., and SCUDDER DISTRIBUTORS, INC.

Firm Information

Ernesto Lopez is currently registered with MML Distributors, LLC. MML Distributors, LLC is a Limited Liability Company formed in November 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ernesto Lopez’s Registration & Firm History

MA

12/07/2022 - Present

MML Distributors, LLC (Boston MA)

KS

11/22/2006 - 04/30/2021

IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)

KS

11/22/2006 - 04/20/2021

WADDELL & REED (OVERLAND PARK KS)

NJ

05/30/2003 - 11/14/2006

ADP BROKER-DEALER, INC. (ROSELAND NJ)

IL

10/02/2002 - 05/30/2003

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 11/15/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2009

Series 7 - General Securities Representative Examination

BC

Issued 10/01/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ernesto Arthur Lopez.
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