Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernesto? Claim Your ProfileErnesto Alvarez is a registered representative with Citigroup Global Markets Inc. Ernesto has been in the financial services industry since 1996. Ernesto has also held previous roles with JPMorgan Securities LLC, Cetera Investment Services LLC, IDB Capital Corp, City National Securities, Inc., Wells Fargo Investments, LLC, Banc of America Investment Services, Inc., BA Investment Services, Inc., and Great Western Financial Securities Corporation. Ernesto has a Series 6, 7, 63, 66, 99TO, and SIE licenses. Ernesto specializes in Retirement planning, College savings plans, Estate planning, Insurance, and Mutual funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/06/2020 - Present
Citigroup Global Markets Inc. (Redondo Beach CA)
CA
07/11/2019 - 08/12/2020
J.P. MORGAN SECURITIES LLC (TORRANCE CA)
CA
12/07/2017 - 08/17/2018
CETERA INVESTMENT SERVICES LLC (BEVERLY HILLS CA)
CA
10/26/2016 - 08/01/2017
IDB CAPITAL CORP. (BEVERLY HILLS CA)
CA
05/22/2009 - 04/29/2015
CITY NATIONAL SECURITIES, INC. (BEVERLY HILLS CA)
CA
12/05/2006 - 12/15/2008
WELLS FARGO INVESTMENTS, LLC (WESTLAKE VILLAGE CA)
CA
06/28/2001 - 08/04/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (WESTLAKE CA)
MA
07/12/1999 - 02/01/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
04/22/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
11/05/1996 - 04/25/1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
BOTH
Issued 12/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/04/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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