Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest W Glass is a financial advisor with Park Avenue Securities LLC. Ernest Glass has been in the financial services industry since November 9, 1981 and has a strong track record of providing financial advice to individuals, families, and businesses. Ernest Glass is registered with the Financial Industry Regulatory Authority (FINRA) and holds a variety of securities licenses, including Series 7, Series 63, Series 24, Series 52, Series 62, and Series 22. Ernest Glass is also a registered Investment Advisor Representative (IAR) in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
04/13/2004 - Present
Park Avenue Securities LLC (CHARLOTTE NC)
NY
07/10/1997 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
AZ
07/06/1994 - 07/17/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
KS
11/10/1981 - 07/12/1994
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 10/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1994
Series 52 - Municipal Securities Representative Examination
BC
Issued 09/02/1988
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 04/12/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/24/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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