Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Velez is a financial advisor registered with Ameriprise Financial Services, LLC. Ernest has been working in the financial industry since 1986. Ernest holds the Series 3, Series 7 and Series 63 licenses and the SIE certification. Ernest also has the Certified Financial Planner designation. Ernest is registered in 20 states and is currently employed by Ameriprise Financial Services, LLC and Ameriprise Financial Services, Inc. in Boca Raton, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/20/2010 - Present
Ameriprise Financial Services, LLC (BOCA RATON FL)
NE
10/05/2010 - 10/20/2011
SECURITIES AMERICA, INC. (LAVISTA NE)
FL
07/31/2002 - 08/27/2010
JANNEY MONTGOMERY SCOTT LLC (BOCA RATON FL)
NY
07/12/1996 - 08/15/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
09/22/1995 - 05/21/1996
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
01/03/1994 - 10/03/1995
JW CHARLES SECURITIES,INC. (BOCA RATON FL)
FL
11/03/1987 - 01/03/1994
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
NA
10/22/1986 - 11/27/1987
E. F. HUTTON & COMPANY INC
BC
Issued 03/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1987
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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