Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Stevenson Zum tobel is a financial professional with over 28 years of experience in the industry. Ernest has a strong background in various aspects of the financial services industry, including securities, investment banking, and trading. Ernest is currently a registered representative at Stonex Financial Inc., a firm based in Boca Raton, FL. Ernest has held positions at several other firms, including Intl Custody & Clearing Solutions Inc., Sterne, Agee & Leach, Inc., First American Capital and Trading Corporation, Aventura Securities, LLC, Catalyst Financial, Variant Research Corporation, STC Securities Corporation, Franklin National Financial Group, LLC, Tradestation Securities, Inc., Chase Global Securities, Inc, and United Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
11/13/2013 - Present
Stonex Financial Inc. (BOCA RATON FL)
FL
08/05/2016 - 08/31/2018
INTL CUSTODY & CLEARING SOLUTIONS INC. (Boca Raton FL 33431 FL)
FL
08/05/2016 - 07/11/2017
STERNE, AGEE & LEACH, INC. (BOCA RATON FL)
FL
01/08/2007 - 11/22/2013
FIRST AMERICAN CAPITAL AND TRADING CORPORATION (BOCA RATON FL)
FL
03/31/2010 - 10/31/2013
AVENTURA SECURITIES, LLC (BOCA RATON FL)
CA
11/17/2009 - 01/06/2010
CATALYST FINANCIAL (SIMI VALLEY CA)
FL
06/19/2003 - 08/09/2007
VARIANT RESEARCH CORPORATION (BOCA RATON FL)
FL
03/18/2002 - 04/19/2005
STC SECURITIES CORPORATION (BOCA RATON FL)
FL
01/10/2002 - 02/28/2002
FRANKLIN NATIONAL FINANCIAL GROUP, LLC (BOCA RATON FL)
FL
02/16/1998 - 07/24/2001
TRADESTATION SECURITIES, INC. (PLANTATION FL)
OH
10/04/1995 - 09/19/1997
CHASE GLOBAL SECURITIES, INC (CLEVELAND OH)
WV
10/14/1996 - 12/17/1996
UNITED BROKERAGE SERVICES, INC (PARKERSBURG WV)
FL
12/24/1991 - 08/24/1994
MERIDIAN ASSET MANAGEMENT, INC. (TALLAHASSEE FL)
BC
Issued 05/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/11/1998
Series 4 - Registered Options Principal Examination
BC
Issued 11/05/1991
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/18/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2015
Series 3 - National Commodity Futures Examination
BC
Issued 02/14/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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