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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Ryan Dunlap is a registered representative of Morgan Stanley, a leading global financial services firm. Ernest is a financial professional with over 27 years of experience in the industry. He is licensed to conduct investment-related business in California, Texas, and many other states. Ernest earned his Series 66 and Series 63 licenses in 2006 and 1995, respectively. He also holds the Series 7 and SIE licenses. Ernest has been affiliated with Morgan Stanley since 2011. Prior to that, Ernest was registered with UBS Financial Services Inc., and Prudential Securities Incorporated. Ernest provides financial services to individuals, families, and businesses. He helps his clients achieve their financial goals by developing customized investment plans and providing ongoing portfolio management services. Ernest also offers a range of other financial services, such as financial planning, retirement planning, and college savings planning. Ernest's specializations include investment strategies, retirement planning, and college savings planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
08/30/2011 - Present
Morgan Stanley (Santa Rosa CA)
CA
08/09/1996 - 08/30/2011
UBS FINANCIAL SERVICES INC. (SANTA ROSA CA)
NY
12/12/1995 - 08/15/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 05/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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