Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Richard Mendoza is an active advisor registered with Raymond James Financial Services Advisors, Inc., based in San Antonio, Texas. Ernest Mendoza has been in the financial services industry since 1997. Ernest Mendoza specializes in providing financial planning, portfolio management, and pension consulting services for individuals, businesses, and retirement plans. Ernest Mendoza has extensive experience in the industry and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (SAN ANTONIO TX)
TX
01/10/2000 - 06/05/2006
WADDELL & REED, INC. (SAN ANTONIO TX)
IL
03/30/1999 - 01/18/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
FL
12/02/1998 - 03/11/1999
INTERSECURITIES, INC. (ST. PETERSBURG FL)
NY
05/20/1997 - 04/29/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MN
04/07/1997 - 05/08/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/07/1997 - 05/08/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 03/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2010
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 04/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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