Unclaimed
Ernest mark Hardison is a financial professional with over 20 years of experience in the industry. Ernest mark is currently registered with Regions Securities LLC, a broker-dealer. Ernest mark is licensed in all 50 states. Previously, Ernest mark was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and BANC OF AMERICA SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
09/06/2017 - Present
Regions Securities LLC (NASHVILLE TN)
TN
11/01/2010 - 08/10/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NASHVILLE TN)
NC
09/13/2005 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
AR
01/15/1999 - 07/10/2001
STEPHENS INC. (LITTLE ROCK AR)
BC
Issued 07/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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