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Ernest mark Hardison

Regions Securities LLC

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About Ernest mark Hardison

Ernest mark Hardison is a financial professional with over 20 years of experience in the industry. Ernest mark is currently registered with Regions Securities LLC, a broker-dealer. Ernest mark is licensed in all 50 states. Previously, Ernest mark was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and BANC OF AMERICA SECURITIES LLC.

Firm Information

Ernest mark Hardison is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ernest mark Hardison’s Registration & Firm History

TN

09/06/2017 - Present

Regions Securities LLC (NASHVILLE TN)

TN

11/01/2010 - 08/10/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NASHVILLE TN)

NC

09/13/2005 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)

AR

01/15/1999 - 07/10/2001

STEPHENS INC. (LITTLE ROCK AR)

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Licenses & Designations

BC

Issued 07/17/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ernest mark Hardison.
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