Unclaimed
Ernest Lizcano is a financial advisor with Insigneo Securities, LLC. Ernest has been in the financial industry since 2003. Prior to joining Insigneo Securities, LLC, Ernest worked at PNC Investments, BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, Santander Securities, Chase Investment Services Corp., J.P. Morgan Securities Inc. and A I M Distributors, Inc.. Ernest holds the Series 6, 7, 24, 26, 57, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/15/2023 - Present
Insigneo Securities, LLC (Houston TX)
TX
09/17/2021 - 11/30/2023
PNC INVESTMENTS (HOUSTON TX)
TX
05/16/2013 - 09/17/2021
BBVA SECURITIES INC. (HOUSTON TX)
TX
12/22/2011 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (HOUSTON TX)
FL
01/06/2009 - 11/08/2010
SANTANDER SECURITIES (MIAMI FL)
TX
08/09/2006 - 08/28/2006
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
NY
07/27/2004 - 07/26/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
TX
06/19/1992 - 03/04/1998
A I M DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 10/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2016
Series 24 - General Securities Principal Examination
BC
Issued 09/06/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2016
Series 57 - Securities Trader Exam
BC
Issued 07/26/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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