Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Leonard Hughes is a financial advisor with over 40 years of experience in the industry. Ernest has been registered with Raymond James Financial Services Advisors, Inc. since 2011. He has also held previous positions with Robert Thomas Securities, Inc., Everen Securities, Inc., Prescott, Ball & Turben, Inc., and Manley, Bennett, McDonald & Co. Ernest holds a Series 7, 24, 63, and 65 licenses and is a Certified Financial Planner. Ernest provides financial planning, portfolio management, and other services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MI
09/23/2010 - Present
Raymond James Financial Services Advisors, Inc. (PLYMOUTH MI)
FL
06/27/1997 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MO
09/04/1990 - 07/01/1997
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
09/27/1979 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
NA
09/01/1977 - 10/21/1979
MANLEY, BENNETT, MCDONALD & CO
IA
Issued 12/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/9/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/7/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/20/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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