Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Hui is a financial professional with over 20 years of experience in the industry. Ernest has a broad range of experience including working with individuals, families, businesses and institutions. Ernest currently provides financial advice and investment services through Kestra Advisory Services, LLC. Prior to joining Kestra, Ernest worked at M HOLDINGS SECURITIES, INC., TBG FINANCIAL, PARK AVENUE SECURITIES LLC, and MML INVESTORS SERVICES, INC. Ernest has been registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative since 1998. Ernest holds the Series 63, 65 and 7 licenses as well as the SIE certification. Ernest is also a Chartered Financial Consultant (ChFC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
07/26/2022 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
OR
11/21/2001 - 05/02/2022
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
CA
06/08/2000 - 10/01/2001
TBG FINANCIAL (LOS ANGELES CA)
NY
10/27/1999 - 04/04/2000
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MA
11/20/1998 - 09/30/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 12/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ernest Hui is the right advisor for you? Invested Better is here to help.
