Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Miars is a financial advisor with LPL Financial LLC. Ernest has been in the financial industry since May 5, 1989. Ernest is registered with the state of Arizona and is also registered with FINRA. Ernest has a wide range of experience in the financial services industry. Ernest specializes in investment planning, retirement planning, and insurance. Ernest is committed to providing clients with personalized financial advice. Ernest believes in building long-term relationships with clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
09/28/2023 - Present
LPL Financial LLC (Mesa AZ)
CA
01/16/2015 - 09/27/2023
COMMONWEALTH FINANCIAL NETWORK (Carlsbad CA)
CA
06/22/2011 - 01/15/2015
B.B. GRAHAM & COMPANY, INC. (CARLSBAD CA)
CA
12/11/2003 - 03/24/2011
NATIONAL PLANNING CORPORATION (CARLSBAD CA)
MN
06/15/1990 - 12/12/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/15/1990 - 12/12/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CA
02/14/1989 - 06/22/1990
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 12/23/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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