Unclaimed
Ernest J Whittle is a financial professional with over 10 years of experience in the financial services industry. Ernest is currently registered with Prudential Annuities Distributors, Inc. in Shelton, CT. Ernest has previously worked with PRUCO SECURITIES, LLC. in Newark, NJ and HARTFORD EQUITY SALES COMPANY INC. in Hartford, CT. Ernest is a Series 6 and Series 63 licensed representative. Ernest holds the SIE (Securities Industry Essentials) exam and the Investment Company Products/Variable Contracts Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/01/2020 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
01/03/2013 - 04/01/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
07/16/2012 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 07/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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