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Ernest J Whittle

Prudential Annuities Distributors, Inc.

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About Ernest J Whittle

Ernest J Whittle is a financial professional with over 10 years of experience in the financial services industry. Ernest is currently registered with Prudential Annuities Distributors, Inc. in Shelton, CT. Ernest has previously worked with PRUCO SECURITIES, LLC. in Newark, NJ and HARTFORD EQUITY SALES COMPANY INC. in Hartford, CT. Ernest is a Series 6 and Series 63 licensed representative. Ernest holds the SIE (Securities Industry Essentials) exam and the Investment Company Products/Variable Contracts Representative Examination.

Firm Information

Ernest Whittle is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ernest Whittle’s Registration & Firm History

CT

04/01/2020 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

01/03/2013 - 04/01/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

CT

07/16/2012 - 01/03/2013

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 07/20/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ernest J Whittle.
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