Unclaimed
Ernest Reyes is a financial professional with over 30 years of experience in the financial services industry. He is currently registered with Centaurus Financial, Inc., and is also registered in California and New Hampshire. Ernest specializes in providing financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Ernest has previously held positions with Royal Alliance Associates, Inc., FSC Securities Corporation, Brecek & Young Advisors, Inc., and American Express Financial Advisors Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/13/2023 - Present
Centaurus Financial, Inc. (UPLAND CA)
CA
07/09/2014 - 12/22/2016
ROYAL ALLIANCE ASSOCIATES, INC. (COVINA CA)
CA
05/09/2013 - 07/09/2014
FSC SECURITIES CORPORATION (COVINA CA)
CA
12/16/2008 - 05/10/2013
ROYAL ALLIANCE ASSOCIATES, INC. (COVINA CA)
CA
02/01/2008 - 12/23/2008
BRECEK & YOUNG ADVISORS, INC. (COVINA CA)
CA
07/05/1994 - 02/13/2008
ROYAL ALLIANCE ASSOCIATES, INC. (COVINA CA)
MN
04/03/1991 - 07/05/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/03/1991 - 07/01/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
12/01/1989 - 04/04/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
01/18/1989 - 12/19/1989
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
MN
01/19/1988 - 12/19/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BC
Issued 11/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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