Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Guerriero is a registered representative of Park Avenue Securities LLC. Ernest has been in the securities industry since February 13, 1990. Ernest is registered with FINRA and the states of Delaware, New York, and North Carolina. Ernest has the Series 6, 7, 63, and 65 securities licenses. Ernest also has the SIE license. Ernest has a specialization in retirement, investment, and estate planning. Ernest's office is located at 10 Hudson Yards, New York, NY 10001.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
12/11/2020 - Present
Park Avenue Securities LLC (NEW YORK NY)
NY
04/27/2020 - 11/13/2020
USA FINANCIAL SECURITIES CORPORATION (Binghampton NY)
NY
10/16/2012 - 04/30/2018
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
12/14/2009 - 10/16/2012
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
NE
05/12/2009 - 11/30/2009
AMERITAS INVESTMENT CORP. (LINCOLN NE)
VT
03/26/2007 - 04/17/2009
EQUITY SERVICES, INC. (MONTPELIER VT)
NY
01/31/2006 - 02/20/2007
PRIMEVEST FINANCIAL SERVICES, INC. (KINGSTON NY)
MA
07/18/2005 - 02/01/2006
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
GA
01/21/2005 - 07/05/2005
ENTERPRISE FUND DISTRIBUTORS, INC. (ATLANTA GA)
NY
05/09/2001 - 01/06/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
01/06/1997 - 01/29/2001
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
IA
01/01/1996 - 12/31/1996
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NY
06/25/1991 - 01/01/1996
CNA INVESTOR SERVICES, INC. (NEW YORK NY)
CA
05/04/1989 - 05/06/1991
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
NJ
05/19/1987 - 06/02/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 10/22/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/09/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/09/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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