Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Howard Stanley Jr. is a financial advisor with Janney Montgomery Scott LLC. Ernest has been in the industry since 1984 and has a wide range of experience serving a diverse client base. Ernest is registered in 27 states and has a broad range of investment expertise including portfolio management for individuals and businesses, pension consulting, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
SC
09/27/2012 - Present
Janney Montgomery Scott LLC (COLUMBIA SC)
SC
06/01/2009 - 10/17/2012
MORGAN STANLEY (COLUMBIA SC)
SC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (COLUMBIA SC)
SC
12/06/1991 - 04/02/2007
MORGAN STANLEY DW INC. (COLUMBIA SC)
NA
11/07/1991 - 12/13/1991
F & G SECURITIES, INC.
NY
05/26/1989 - 11/29/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
03/24/1986 - 06/14/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
08/04/1983 - 07/03/1986
GIBBES, POSTON & CO., INC.
IA
Issued 02/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 07/08/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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