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Ernest Homer Dimattina

Capitol Securities Management, Inc.

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About Ernest Homer Dimattina

Ernest Dimattina is a financial advisor in RESTON, VA. Ernest has been working in the financial industry since 1977 and has been with Capitol Securities Management, Inc. since 1996. Ernest specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services. Ernest also offers educational seminars for clients.

Firm Information

Ernest Dimattina is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ernest Dimattina’s Registration & Firm History

VA

12/16/1998 - Present

Capitol Securities Management, Inc. (RESTON VA)

VA

05/22/2012 - 12/18/2012

CAPITOL SECURITIES & ASSOCIATES, INC. (GLEN ALLEN VA)

NJ

04/21/1988 - 02/12/1996

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

06/03/1982 - 04/07/1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

07/16/1980 - 06/16/1982

E. F. HUTTON & COMPANY INC

NA

02/27/1978 - 08/08/1980

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

NA

04/01/1977 - 03/07/1978

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

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Licenses & Designations

IA

Issued 07/01/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/18/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/2000

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/06/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/1977

Series 7 - General Securities Representative Examination

BC

Issued 03/01/1977

PC - AMEX Put and Call Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ernest Homer Dimattina.
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