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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Holguin is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC, and has been in the industry since 1996. Ernest is registered in 51 states and has offices in Walnut Creek, Chico and Tucson. Ernest also has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., and Morgan Stanley DW Inc. Ernest has received certifications in Certified Financial Planner and has passed the Series 63, Series 65, Series 7, Series 9, Series 10, and SIE exams. Ernest has experience with individual, high-net-worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/28/2014 - Present
Wells Fargo Advisors Financial Network, LLC (WALNUT CREEK CA)
CA
10/23/2009 - 03/03/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
CA
10/16/2002 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN RAMON CA)
NY
10/01/1996 - 10/18/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 10/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/20/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 09/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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