Unclaimed
Ernest Henry Ruehl is an investment banking professional with over 30 years of experience in the financial services industry. Ernest has held various roles at reputable firms including Goldman, Sachs & Co., Lehman Brothers Inc. and Smith Barney, Harris Upham & Co., Incorporated. Most recently Ernest joined PJT Partners LP in November 2023. Ernest is currently registered with the Financial Industry Regulatory Authority (FINRA) and holds licenses for Series 7, 24, 63, 79TO, and SIE. Ernest has a proven track record of success in the investment banking industry and is committed to providing clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/28/2023 - Present
PJT Partners LP (SAN FRANCISCO CA)
CA
02/13/2002 - 12/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (San Francisco CA)
NY
09/24/1999 - 02/12/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
09/06/1991 - 09/07/1999
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/11/1990 - 07/23/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BC
Issued 04/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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