Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Grayson Panetti is a financial advisor with over 30 years of experience in the industry. Ernest currently works at LPL Financial LLC. Prior to that, Ernest was with Capital Investment Group, Inc., ING Financial Partners, Inc., Woodbury Financial Services, Inc., Financial Network Investment Corporation, CUNA Brokerage Services, Inc., and Robert Thomas Securities, Inc. Ernest is registered in North Carolina, South Carolina, and Texas. Ernest is also licensed to sell securities in the following states: North Carolina, South Carolina, and Texas. Ernest holds the Series 7, Series 63, Series 72 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
12/02/2021 - Present
LPL Financial LLC (ROCK HILL SC)
NC
05/19/2014 - 12/10/2021
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
SC
01/12/2009 - 05/20/2014
ING FINANCIAL PARTNERS, INC. (ROCK HILL SC)
SC
07/01/2005 - 12/01/2008
WOODBURY FINANCIAL SERVICES, INC. (ROCK HILL SC)
CA
07/31/2003 - 05/25/2005
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
05/13/1996 - 08/04/2003
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
FL
02/16/1996 - 05/24/1996
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
FL
07/14/1993 - 03/01/1994
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NC
07/20/1989 - 03/21/1993
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
MA
03/31/1989 - 08/01/1989
NCNB SECURITIES, INC. (BOSTON MA)
NA
12/16/1987 - 03/31/1989
FIRST TRYON SECURITIES, INC.
BC
Issued 02/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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