Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest McMullen is a financial advisor with over 28 years of experience in the industry. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has held previous positions at BANC of AMERICA INVESTMENT SERVICES, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., NOBLE INTERNATIONAL INVESTMENTS, INC., PRUDENTIAL SECURITIES INCORPORATED, and J. W. GANT & ASSOCIATES, INC. Ernest holds the Series 7, Series 24, Series 31, Series 4, Series 51, and Series 63 licenses. He is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/06/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOCA RATON FL)
FL
02/24/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOCA RATON FL)
FL
11/24/1999 - 03/02/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (BOCA RATON FL)
FL
04/20/1994 - 12/01/1999
NOBLE INTERNATIONAL INVESTMENTS, INC. (BOCA RATON FL)
NY
02/28/1992 - 09/03/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/19/1991 - 02/04/1992
J. W. GANT & ASSOCIATES, INC.
IA
Issued 12/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/09/2001
Series 4 - Registered Options Principal Examination
BC
Issued 02/23/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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